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活动简介

The National Society of Compliance Professionals National Meeting - NSCP 2017 is a conference that covers topics such as:

  • An Introduction to the Advisers Act and the Role of the Compliance Officer

  • An Introduction to FINRA Regulations and the Role of the Compliance Officer

  • Professional Development for Compliance Professionals

  • Fundamentals of Compliance and Best Practices for Private Funds and Hedge Funds

  • The Basics of Underwriting

  • Establishing Effective Records Management in Accordance with Rules and Using Technology

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重要日期
  • 会议日期

    10月16日

    2017

    10月18日

    2017

  • 10月18日 2017

    注册截止日期

主办单位
NSCP - National Society of Compliance Professionals
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